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16 relations: Canada, Depository Trust & Clearing Corporation, Information exchange, Joseph Borg (regulator), Kansas, Mexico, Naked short selling, Regulation A, Securities Act of 1933, Securities fraud, Security (finance), Tax advantage, Thomas Krebs, Uniform Securities Act, Uniform Securities Agent State Law Exam, United States.
Canada
Canada is a country located in the northern part of North America.
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Depository Trust & Clearing Corporation
The Depository Trust & Clearing Corporation (DTCC) is an American post-trade financial services company providing clearing and settlement services to the financial markets.
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Information exchange
Information exchange or information sharing are informal terms that can either refer to bidirectional information transmission/information transfer in telecommunications and computer science or communication seen from a system-theoretic or information-theoretic point of view.
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Joseph Borg (regulator)
Joseph P. Borg (born 1951) is an American financial regulator who has served as the Securities Commissioner of Alabama since 1994.
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Kansas
Kansas is a U.S. state in the Midwestern United States.
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Mexico
Mexico (México; Mēxihco), officially called the United Mexican States (Estados Unidos Mexicanos) is a federal republic in the southern portion of North America.
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Naked short selling
Naked short selling, or naked shorting, is the practice of short-selling a tradable asset of any kind without first borrowing the security or ensuring that the security can be borrowed, as is conventionally done in a short sale.
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Regulation A
In the United States under the Securities Act of 1933, any offer to sell securities must either be registered with the United States Securities and Exchange Commission (SEC) or meet certain qualifications to exempt them from such registration.
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Securities Act of 1933
The United States Congress enacted the Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, or the '33 Act, Title I of Pub.
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Securities fraud
Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of securities laws.
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Security (finance)
A security is a tradable financial asset.
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Tax advantage
Tax advantage refers to the economic bonus which applies to certain accounts or investments that are, by statute, tax-reduced, tax-deferred, or tax-free.
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Thomas Krebs
Thomas L. Krebs is an American securities and finance attorney.
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Uniform Securities Act
The Uniform Securities Act (USA) is a model statute designed to guide each state in drafting its state securities law.
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Uniform Securities Agent State Law Exam
The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA).
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United States
The United States of America (USA), commonly known as the United States (U.S.) or America, is a federal republic composed of 50 states, a federal district, five major self-governing territories, and various possessions.
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References
[1] https://en.wikipedia.org/wiki/North_American_Securities_Administrators_Association
