Matter Under Inquiry and U.S. Securities and Exchange Commission

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Difference between Matter Under Inquiry and U.S. Securities and Exchange Commission

Matter Under Inquiry vs. U.S. Securities and Exchange Commission

A Matter Under Inquiry (MUI, pronounced "muey", sometimes called Matter Under Investigation) is a term used by the United States Securities and Exchange Commission to describe preliminary investigations it makes into alleged financial fraud in the companies that it is responsible for regulating. The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government.

Allen Stanford

Robert Allen Stanford (born March 24, 1950) is an American former financier and sponsor of professional sports who is serving a 110-year federal prison sentence, having been convicted of charges that his investment company was a massive Ponzi scheme and fraud.

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Bernard Madoff

Bernard "Bernie" Lawrence Madoff (born April 29, 1938) is an American former stockbroker, investment advisor, financier, and admitted fraudster.

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Deutsche Bank

Deutsche Bank AG is a German investment bank and financial services company headquartered in Frankfurt, Hesse, Germany.

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Goldman Sachs

The Goldman Sachs Group, Inc. is an American multinational investment bank and financial services company headquartered in New York City.

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Great Recession

The Great Recession was a period of general economic decline observed in world markets during the late 2000s and early 2010s.

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Lehman Brothers

Lehman Brothers Holdings Inc. (former NYSE ticker symbol LEH) was a global financial services firm.

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Matt Taibbi

Matthew C. "Matt" Taibbi (born March 2, 1970) is an American author and journalist.

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National Archives and Records Administration

The National Archives and Records Administration (NARA) is an independent agency of the United States government charged with preserving and documenting government and historical records and with increasing public access to those documents, which comprise the National Archives.

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Office of Inspector General (United States)

In the United States, the Office of Inspector General (OIG) is a generic term for the oversight division of a federal or state agency aimed at preventing inefficient or illegal operations within their parent agency.

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Ponzi scheme

A Ponzi scheme (also a Ponzi game) is a form of fraud in which a purported businessman lures investors and pays profits to earlier investors using funds obtained from newer investors.

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Rolling Stone

Rolling Stone is an American monthly magazine that focuses on popular culture.

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S.A.C. Capital Advisors

SAC Capital Advisors was a group of hedge funds founded by Steven A. Cohen in 1992.

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Whistleblower

A whistleblower (also written as whistle-blower or whistle blower) is a person who exposes any kind of information or activity that is deemed illegal, unethical, or not correct within an organization that is either private or public.

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