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39 relations: Asset management, Bloomberg Businessweek, Board of directors, Bob Livingston, Carolyn Maloney, Center for Media and Democracy, Certified Public Accountant, Chief executive officer, Chief operating officer, Closed-end fund, Continuing legal education, Convention of disclosure, Ethics, Exchange-traded fund, Financial literacy, Financial regulation, Financial Services Authority, General counsel, Government agency, Great Depression, Hong Kong, Intergovernmental organization, International non-governmental organization, Investment Company Act of 1940, Lobbying, Mellon Financial, Mutual fund, Non-governmental organization, Paul Schott Stevens, Political action committee, Professional development, Putnam Investments, Security (finance), The Vanguard Group, U.S. Securities and Exchange Commission, Unit investment trust, United Kingdom, United States Congress, Wall Street Crash of 1929.
Asset management
Asset management, broadly defined, refers to any system that monitors and maintains things of value to an entity or group.
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Bloomberg Businessweek
Bloomberg Businessweek is an American weekly business magazine published by Bloomberg L.P. Businessweek was founded in 1929.
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Board of directors
A board of directors is a recognized group of people who jointly oversee the activities of an organization, which can be either a for-profit business, nonprofit organization, or a government agency.
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Bob Livingston
Robert Linlithgow Livingston Jr. (born April 30, 1943) is a Washington, D.C.-based lobbyist and a former Republican U.S. Representative from Louisiana.
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Carolyn Maloney
Carolyn Bosher Maloney (born Carolyn Jane Bosher; February 19, 1946) is the U.S. Representative from and a member of the Democratic Party.
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Center for Media and Democracy
The Center for Media and Democracy (CMD) is a progressive nonprofit watchdog and advocacy organization based in Madison, Wisconsin.
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Certified Public Accountant
Certified Public Accountant (CPA) is the title of qualified accountants in numerous countries in the English-speaking world.
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Chief executive officer
Chief executive officer (CEO) is the position of the most senior corporate officer, executive, administrator, or other leader in charge of managing an organization especially an independent legal entity such as a company or nonprofit institution.
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Chief operating officer
The chief operating officer (COO), also called the chief operations officer, is one of the highest-ranking executive positions in an organization, comprising part of the "C-Suite".
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Closed-end fund
A closed-end fund (CEF) or closed-ended fund is a collective investment model based on issuing a fixed number of shares which are not redeemable from the fund.
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Continuing legal education
Continuing legal education (CLE), also known as mandatory or minimum continuing legal education (MCLE) or, in some jurisdictions outside the United States, as continuing professional development, consists of professional education for attorneys that takes place after their initial admission to the bar.
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Convention of disclosure
The convention of disclosure requires that all material facts must be disclosed in the financial statements.
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Ethics
Ethics or moral philosophy is a branch of philosophy that involves systematizing, defending, and recommending concepts of right and wrong conduct.
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Exchange-traded fund
An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks.
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Financial literacy
Financial literacy is the possession of the set of skills and knowledge that allows an individual to make informed and effective decisions with all of their financial resources.
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Financial regulation
Financial regulation is a form of regulation or supervision, which subjects financial institutions to certain requirements, restrictions and guidelines, aiming to maintain the integrity of the financial system.
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Financial Services Authority
The Financial Services Authority (FSA) was a quasi-judicial body responsible for the regulation of the financial services industry in the United Kingdom between 2001 and 2013.
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General counsel
A general counsel, chief counsel, or chief legal officer (CLO) is the chief lawyer of a legal department, usually in a company or a governmental department.
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Government agency
A government or state agency, sometimes an appointed commission, is a permanent or semi-permanent organization in the machinery of government that is responsible for the oversight and administration of specific functions, such as an intelligence agency.
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Great Depression
The Great Depression was a severe worldwide economic depression that took place mostly during the 1930s, beginning in the United States.
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Hong Kong
Hong Kong (Chinese: 香港), officially the Hong Kong Special Administrative Region of the People's Republic of China, is an autonomous territory of China on the eastern side of the Pearl River estuary in East Asia.
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Intergovernmental organization
An intergovernmental organization or international governmental organisation (IGO) is an organization composed primarily of sovereign states (referred to as member states), or of other intergovernmental organizations.
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International non-governmental organization
An international non-governmental organization (INGO) has the same mission as a non-governmental organization (NGO), but it is international in scope and has outposts around the world to deal with specific issues in many countries.
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Investment Company Act of 1940
The Investment Company Act of 1940 is an act of Congress.
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Lobbying
Lobbying, persuasion, or interest representation is the act of attempting to influence the actions, policies, or decisions of officials in their daily life, most often legislators or members of regulatory agencies.
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Mellon Financial
Mellon Financial Corporation was one of the world's largest money management firms.
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Mutual fund
A mutual fund is a professionally managed investment fund that pools money from many investors to purchase securities.
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Non-governmental organization
Non-governmental organizations, nongovernmental organizations, or nongovernment organizations, commonly referred to as NGOs, are usually non-profit and sometimes international organizations independent of governments and international governmental organizations (though often funded by governments) that are active in humanitarian, educational, health care, public policy, social, human rights, environmental, and other areas to effect changes according to their objectives.
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Paul Schott Stevens
Paul Schott Stevens is an American attorney serving as the president of Investment Company Institute.
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Political action committee
In the United States and Canada, a political action committee (PAC) is an organization that pools campaign contributions from members and donates those funds to campaign for or against candidates, ballot initiatives, or legislation.
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Professional development
Professional development is learning to earn or maintain professional credentials such as academic degrees to formal coursework, attending conferences, and informal learning opportunities situated in practice.
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Putnam Investments
Putnam Investments is a privately owned investment management firm founded in 1937 by George Putnam, who established one of the first balanced mutual funds, The George Putnam Fund of Boston.
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Security (finance)
A security is a tradable financial asset.
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The Vanguard Group
The Vanguard Group is an American registered investment advisor based in Malvern, Pennsylvania with over $5.1 trillion in assets under management.
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U.S. Securities and Exchange Commission
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government.
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Unit investment trust
In U.S. financial law, a unit investment trust (UIT) is an exchange-traded mutual fund offering a fixed (unmanaged) portfolio of securities having a definite life.
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United Kingdom
The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom (UK) or Britain,Usage is mixed with some organisations, including the and preferring to use Britain as shorthand for Great Britain is a sovereign country in western Europe.
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United States Congress
The United States Congress is the bicameral legislature of the Federal government of the United States.
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Wall Street Crash of 1929
The Wall Street Crash of 1929, also known as Black Tuesday (October 29), the Great Crash, or the Stock Market Crash of 1929, began on October 24, 1929 ("Black Thursday"), and was the most devastating stock market crash in the history of the United States, when taking into consideration the full extent and duration of its after effects.
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References
[1] https://en.wikipedia.org/wiki/Investment_Company_Institute
